中华人民共和国企业法人登记管理条例(附英文)
国务院
中华人民共和国企业法人登记管理条例(附英文)
1988年6月3日,国务院
第一章 总 则
第一条 为建立企业法人登记管理制度,确认企业法人资格,保障企业合法权益,取缔非法经营,维护社会经济秩序,根据《中华人民共和国民法通则》的有关规定,制定本条例。
第二条 具备法人条件的下列企业,应当依照本条例的规定办理企业法人登记:
(一)全民所有制企业;
(二)集体所有制企业;
(三)联营企业;
(四)在中华人民共和国境内设立的中外合资经营企业、中外合作经营企业和外资企业;
(五)私营企业;
(六)依法需要办理企业法人登记的其他企业。
第三条 申请企业法人登记,经企业法人登记主管机关审核,准予登记注册的,领取《企业法人营业执照》,取得法人资格,其合法权益受国家法律保护。
依法需要办理企业法人登记的,未经企业法人登记主管机关核准登记注册,不得从事经营活动。
第二章 登记主管机关
第四条 企业法人登记主管机关(以下简称登记主管机关)是国家工商行政管理局和地方各级工商行政管理局。各级登记主管机关在上级登记主管机关的领导下,依法履行职责,不受非法干预。
第五条 经国务院或者国务院授权部门批准的全国性公司、企业集团、经营进出口业务的公司,由国家工商行政管理局核准登记注册。中外合资经营企业、中外合作经营企业、外资企业由国家工商行政管理局或者国家工商行政管理局授权的地方工商行政管理局核准登记注册。
全国性公司的子(分)公司,经省、自治区、直辖市人民政府或其授权部门批准设立的企业、企业集团、经营进出口业务的公司,由省、自治区、直辖市工商行政管理局核准登记注册。
其他企业,由所在市、县(区)工商行政管理局核准登记注册。
第六条 各级登记主管机关,应当建立企业法人登记档案和登记统计制度,掌握企业法人登记有关的基础信息,为发展有计划的商品经济服务。
登记主管机关应当根据社会需要,有计划地开展向公众提供企业法人登记资料的服务。
第三章 登记条件和申请登记单位
第七条 申请企业法人登记的单位应当具备下列条件:
(一)名称、组织机构和章程;
(二)固定的经营场所和必要的设施;
(三)符合国家规定并与其生产经营和服务规模相适应的资金数额和从业人员;
(四)能够独立承担民事责任;
(五)符合国家法律、法规和政策规定的经营范围。
第八条 企业办理企业法人登记,由该企业的组建负责人申请。
独立承担民事责任的联营企业办理企业法人登记,由联营企业的组建负责人申请。
第四章 登记注册事项
第九条 企业法人登记注册的主要事项:企业法人名称、住所、经营场所、法定代表人、经济性质、经营范围、经营方式、注册资金、从业人数、经营期限、分支机构。
第十条 企业法人只准使用一个名称。企业法人申请登记注册的名称由登记主管机关核定,经核准登记注册后在规定的范围内享有专用权。
申请设立中外合资经营企业、中外合作经营企业和外资企业应当在合同、章程审批之前,向登记主管机关申请企业名称登记。
第十一条 登记主管机关核准登记注册的企业法人的法定代表人是代表企业行使职权的签字人。法定代表人的签字应当向登记主管机关备案。
第十二条 注册资金是国家授予企业法人经营管理的财产或者企业法人自有财产的数额体现。
企业法人办理开业登记,申请注册的资金数额与实有资金不一致的,按照国家专项规定办理。
第十三条 企业法人的经营范围应当与其资金、场地、设备、从业人员以及技术力量相适应;按照国家有关规定,可以一业为主,兼营他业。企业法人应当在核准登记注册的经营范围内从事经营活动。
第五章 开业登记
第十四条 企业法人办理开业登记,应当在主管部门或者审批机关批准后三十日内,向登记主管机关提出申请;没有主管部门、审批机关的企业申请开业登记,由登记主管机关进行审查。登记主管机关应当在受理申请后三十日内,做出核准登记或者不予核准登记的决定。
第十五条 申请企业法人开业登记,应当提交下列文件、证件:
(一)组建负责人签署的登记申请书;
(二)主管部门或者审批机关的批准文件;
(三)组织章程;
(四)资金信用证明、验资证明或者资金担保;
(五)企业主要负责人的身份证明;
(六)住所和经营场所使用证明;
(七)其他有关文件、证件。
第十六条 申请企业法人开业登记的单位,经登记主管机关核准登记注册,领取《企业法人营业执照》后,企业即告成立。企业法人凭据《企业法人营业执照》可以刻制公章、开立银行帐户、签订合同,进行经营活动。
登记主管机关可以根据企业法人开展业务的需要,核发《企业法人营业执照》副本。
第六章 变更登记
第十七条 企业法人改变名称、住所、经营场所、法定代表人、经济性质、经营范围、经营方式、注册资金、经营期限,以及增设或者撤销分支机构,应当申请办理变更登记。
第十八条 企业法人申请变更登记,应当在主管部门或者审批机关批准后三十日内,向登记主管机关申请办理变更登记。
第十九条 企业法人分立、合并、迁移,应当在主管部门或者审批机关批准后三十日内,向登记主管机关申请办理变更登记、开业登记或者注销登记。
第七章 注销登记
第二十条 企业法人歇业、被撤销、宣告破产或者因其他原因终止营业,应当向登记主管机关办理注销登记。
第二十一条 企业法人办理注销登记,应当提交法定代表人签署的申请注销登记报告、主管部门或者审批机关的批准文件、清理债务完结的证明或者清算组织负责清理债权债务的文件。经登记主管机关核准后,收缴《企业法人营业执照》、《企业法人营业执照》副本,收缴公章,并将注销登记情况告知其开户银行。
第二十二条 企业法人领取《企业法人营业执照》后,满六个月尚未开展经营活动或者停止经营活动满一年的,视同歇业,登记主管机关应当收缴《企业法人营业执照》、《企业法人营业执照》副本,收缴公章,并将注销登记情况告知其开户银行。
第八章 公告、年检和证照管理
第二十三条 企业开业、变更名称、注销,由登记主管机关发布企业法人登记公告。 未经登记主管机关批准,其他单位不得发布企业法人登记公告。
第二十四条 企业法人登记管理实行年度检验制度。企业法人应当按照登记主管机关规定的时间提交年检报告书、资金平衡表或者资产负债表。登记主管机关应当对企业法人登记的主要事项进行审查。
第二十五条 登记主管机关核发的《企业法人营业执照》是企业法人凭证,除登记主管机关依照法定程序可以扣缴或者吊销外,其他任何单位和个人不得收缴、扣押、毁坏。
企业法人遗失《企业法人营业执照》、《企业法人营业执照》副本,必须登报声明后,方可申请补领。
《企业法人营业执照》、《企业法人营业执照》副本,不得伪造、涂改、出租、出借、转让、出卖和擅自复印。
第二十六条 企业法人办理开业登记、变更登记、年度检验,应当按照规定缴纳登记费、年检费。开业登记费按注册资金总额的1‰缴纳;注册资金超过一千万元的,超过部分按0.5‰缴纳;注册资金超过一亿元的,超过部分不再缴纳。登记费最低额为五十元。变更登记费、年检费的缴纳数额由国家工商行政管理局规定。
第九章 事业单位、科技性的社会团体从事经营活动的登记管理
第二十七条 事业单位、科技性的社会团体根据国家有关规定,设立具备法人条件的企业,由该企业申请登记,经登记主管机关核准,领取《企业法人营业执照》,方可从事经营活动。
第二十八条 根据国家有关规定,实行企业化经营,国家不再核拨经费的事业单位和从事经营活动的科技性的社会团体,具备企业法人登记条件的,由该单位申请登记,经登记主管机关核准,领取《企业法人营业执照》,方可从事经营活动。
第十章 监督管理
第二十九条 登记主管机关对企业法人依法履行下列监督管理职责:
(一)监督企业法人按照规定办理开业、变更、注销登记;
(二)监督企业法人按照登记注册事项和章程、合同从事经营活动;
(三)监督企业法人和法定代表人遵守国家法律、法规和政策;
(四)制止和查处企业法人的违法经营活动,保护企业法人的合法权益。
第三十条 企业法人有下列情形之一的,登记主管机关可以根据情况分别给予警告、罚款、没收非法所得、停业整顿、扣缴、吊销《企业法人营业执照》的处罚:
(一)登记中隐瞒真实情况、弄虚作假或者未经核准登记注册擅自开业的;
(二)擅自改变主要登记事项或者超出核准登记的经营范围从事经营活动的;
(三)不按照规定办理注销登记或者不按照规定报送年检报告书,办理年检的;
(四)伪造、涂改、出租、出借、转让、出卖或者擅自复印《企业法人营业执照》、《企业法人营业执照》副本的;
(五)抽逃、转移资金,隐匿财产逃避债务的;
(六)从事非法经营活动的。
对企业法人按照上述规定进行处罚时,应当根据违法行为的情节,追究法定代表人的行政责任、经济责任;触犯刑律的,由司法机关依法追究刑事责任。
第三十一条 登记主管机关处理企业法人违法活动,必须查明事实,依法处理,并将处理决定书面通知当事人。
第三十二条 企业法人对登记主管机关的处罚不服时,可以在收到处罚通知后十五日内向上一级登记主管机关申请复议。上级登记主管机关应当在收到复议申请之日起三十日内作出复议决定。申请人对复议决定不服的,可以在收到复议通知之日起三十日内向人民法院起诉。逾期不提出
申诉又不缴纳罚没款的,登记主管机关可以按照规定程序通知其开户银行予以划拨。
第三十三条 企业法人被吊销《企业法人营业执照》,登记主管机关应当收缴其公章,并将注销登记情况告知其开户银行,其债权债务由主管部门或者清算组织负责清理。
第三十四条 主管部门、审批机关、登记主管机关的工作人员违反本条例规定,严重失职、滥用职权、营私舞弊、索贿受贿或者侵害企业法人合法权益的,应当根据情节给予行政处分和经济处罚;触犯刑律的,由司法机关依法追究刑事责任。
第十一章 附 则
第三十五条 企业法人设立不能独立承担民事责任的分支机构,由该企业法人申请登记,经登记主管机关核准,领取《营业执照》,在核准登记的经营范围内从事经营活动。
根据国家有关规定,由国家核拨经费的事业单位、科技性的社会团体从事经营活动或者设立不具备法人条件的企业,由该单位申请登记,经登记主管机关核准,领取《营业执照》,在核准登记的经营范围内从事经营活动。
具体登记管理参照本条例的规定执行。
第三十六条 经国务院有关部门或者各级计划部门批准的新建企业,其筹建期满一年的,应当按照专项规定办理筹建登记。
第三十七条 本条例施行前,具备法人条件的企业,已经登记主管机关核准登记注册的,不再另行办理企业法人登记。
第三十八条 本条例由国家工商行政管理局负责解释;施行细则由国家工商行政管理局制定。
第三十九条 本条例自1988年7月1日起施行。1980年7月26日国务院发布的《中外合资经营企业登记管理办法》,1982年8月9日国务院发布的《工商企业登记管理条例》,1985年8月14日国务院批准、1985年8月25日国家工商行政管理局发布的《公司
登记管理暂行规定》同时废止。(附英文)
REGULATIONS OF THE PEOPLE'S REPUBLIC OF CHINA FOR CONTROLLING THEREGISTRATION OF ENTERPRISES AS LEGAL PERSONS
Important Notice: (注意事项)
英文本源自中华人民共和国务院法制局编译, 中国法制出版社出版的《中华人民
共和国涉外法规汇编》(1991年7月版).
当发生歧意时, 应以法律法规颁布单位发布的中文原文为准.
This English document is coming from the "LAWS AND REGULATIONS OF THE
PEOPLE'S REPUBLIC OF CHINA GOVERNING FOREIGN-RELATED MATTERS" (1991.7)
which is compiled by the Brueau of Legislative Affairs of the State
Council of the People's Republic of China, and is published by the China
Legal System Publishing House.
In case of discrepancy, the original version in Chinese shall prevail.
Whole Document (法规全文)
REGULATIONS OF THE PEOPLE'S REPUBLIC OF CHINA FOR CONTROLLING THE
REGISTRATION OF ENTERPRISES AS LEGAL PERSONS
(Adopted by the Fourth Executive Meeting of the State Council on
May 13, 1988, promulgated by Decree No. 1 of the State Council of the
People's Republic of China on June 3, 1988, and effective as of July 1,
1988)
Chapter I General Provisions
Article 1
In accordance with relevant provisions of the General Principles of the
Civil Law of the People's Republic of China, the present Regulations are
formulated with a view to establishing a system for controlling the
registration of enterprises as legal persons, confirming their status as
such, safeguarding their legitimate rights and interests, stamping out
illegal business operations, and preserving social and economic order.
Article 2
Any of the following enterprises which are qualified as legal persons
shall register as such in accordance with the relevant provisions of the
present Regulations:
(1) enterprises owned by the whole people;
(2) enterprises under collective ownership;
(3) jointly operated enterprises;
(4) Chinese-foreign equity joint ventures, Chinese-foreign contractual
joint ventures and foreign-capital enterprises established within the
territory of the People's Republic of China;
(5) privately operated enterprises;
(6) other enterprises required by the law to register as legal persons.
Article 3
Those enterprises applying for registration as legal persons shall be
given Business Licenses for Enterprises as Legal Persons and the status of
legal persons when their applications for registration have been examined
and approved by the authorities in charge of the registration of
enterprises as legal persons and their legitimate rights and interests
shall be protected by laws of the State.
Those enterprises, which are required by law to register as legal persons
but which have not gone through the procedures of examination and approval
registration by the authorities in charge of the registration of
enterprises as legal persons, shall not be allowed to engage in business
operations.
Chapter II Registration Authorities
Article 4
The authorities in charge of the registration of enterprises as legal
persons (hereinafter referred to as the registration authorities) are the
State Administration for Industry and Commerce and administrative
departments for industry and commerce at various levels. Registration
authorities at various levels shall perform their functions according to
law under the leadership of higher registration authorities and be free
from unlawful interference.
Article 5
The registration of national corporations, enterprise groups and
corporations handling import-export business set up with the approval of
the State Council or departments authorized by the State Council shall be
examined and approved by the State Administration for Industry and
Commerce. The registration of Chinese-foreign equity joint ventures,
Chinese-foreign contractual joint ventures and foreign-capital enterprises
shall be examined and approved by the State Administration for Industry
and Commerce or by local administrative departments for industry and
commerce authorized by the State Administration for Industry and Commerce.
The registration of son (or branch) companies of national corporations,
enterprises, enterprise groups or companies handling import-export trade
established with the approval of the people's governments of provinces,
autonomous regions or municipalities directly under the Central Government
or departments authorized by them shall be examined and approved by the
administrative departments for industry and commerce of the provinces,
autonomous regions and municipalities directly under the Central
Government. The registration of other enterprises shall be examined and
approved by the administrative departments for industry and commerce of
the cities of counties (districts) where the enterprises are located.
Article 6
Registration authorities at various levels shall institute a file of the
registration of enterprises as legal persons and a system for tabulating
statistics relating to such registration, and collect basic information
about the registration of enterprises as legal persons so as to serve the
development of a planned commodity economy. Registration authorities
shall offer, in a planned manner and according to the needs of society,
the service of providing the public with data about the registration of
enterprises as legal persons.
Chapter III Conditions for Registration and Entities to Apply for Registration
Article 7
Entities applying for registration as enterprises as legal persons must
satisfy the following conditions, i.e. having:
(1) name, organization and articles of association;
(2) fixed sites for business operations and essential facilities;
(3) funds and employees in conformity with State regulations and in line
with their scale of production, operation or service;
(4) ability to bear civil liabilities independently;
(5) a scope of business in conformity with the provisions of the relevant
laws, regulations and policies of the State.
Article 8
The application of an enterprise for registration as a legal person shall
be filed by the person responsible for establishing the enterprise.
The registration as a legal person of a jointly operated enterprise which
bears civil liabilities independently shall be applied for by the person
responsible for initiating the said enterprise.
Chapter IV Items of Registration
Article 9
The major items to be registered for an enterprise as a legal person are:
name, residence, site for business operation, legal representative,
economic nature, scope of business, mode of operation, registered capital,
number of employees, duration of operation and subdivisions.
Article 10
An enterprise as a legal person shall use only one name. The name to be
used by the enterprise as a legal person in its application for
registration shall be examined by the registration authorities and, after
it is approved and registered, the enterprise as a legal person shall
enjoy the right to the exclusive use of the registered name within a
definite limit.
Those who apply for establishing Chinese-foreign equity joint ventures,
Chinese-foreign contractual joint ventures or foreign-capital enterprises
shall apply to the registration authorities for registering the names of
the enterprises before their contracts and articles of association are
examined and approved.
Article 11
The legal representative of an enterprise as a legal person, which has
been registered after examination and approval by a registration
authority, shall be the signatory who exercises functions and powers on
behalf of the enterprise. The signature of the legal representative shall
be submitted to the registration authority for the record.
Article 12
The registered capital of an enterprise as a legal person represents the
total value of the property the State entrusts to it for operation and
management or that of the property owned by the enterprise itself.
When an enterprise as a legal person registers for starting operations,
the discrepancy between the sum of capital it applies for registration and
the sum of capital it actually possesses shall be handled in accordance
with specific regulations of the State.
Article 13
The scope of business of an enterprise as a legal person shall be in
harmony with its capital, sites, equipment, employees and technical force.
It may focus on one line of business as its main operation while engaging
in other operations simultaneously in accordance with relevant regulations
of the State. An enterprise as a legal person shall engage in operations
within the scope of business as approved in registration.
Chapter V Registration for Starting Operations
Article 14
An enterprise as a legal person shall apply to a registration authority
for registration for starting operations within 30 days after the approval
of the department in charge of it or that of an authority for examination
and approval. For an enterprise which does not have a department in charge
or authority for examination and approval, its application for
registration for starting operations shall be examined by a registration
authority. The registration authority shall make a decision of approval or
disapproval of the application for registration within 30 days after
receiving it.
Article 15
An enterprise as a legal person shall submit the following papers when
applying for registration for starting operations:
(1) an application for registration signed by the person responsible for
its establishment;
(2) the document of approval issued by the department in charge or the
authority for examination and approval;
(3) its articles of association;
(4) a certificate of its credit worthiness, a certificate of the
verification of its capital or a guarantee for its capital;
(5) a certificate of the identity of the principal responsible person of
the enterprise;
(6) a certificate of the right to use the residence and site for
operation;
(7) other relevant papers and certificates.
Article 16
When the application filed by an entity for starting operations as an
enterprise as a legal person has been examined and approved by a
registration authority and a Business Licenses for Enterprises as a Legal
Person is received, the enterprise shall be considered as established. The
enterprises as a legal person may henceforth have its official seal made,
open a bank account, sign contracts and conduct business operations by
dint of its Business License.
The registration authority may, after a check-up, issue duplicates of the
Business License, if the enterprise as a legal person needs them for its
business operations.
Chapter VI Changes in Registration
Article 17
An enterprise as a legal person shall apply for making changes in its
registration whenever it changes its name, residence, site, legal
representative, economic nature, scope of business, mode of operation,
registered capital or duration of operation and whenever it increases or
disbands its branches.
Article 18
An enterprise as a legal person shall apply to the registration authority
for making changes in its registration within 30 days after the changes
are approved by the department in charge or by the authority for
examination and approval.
Article 19
An enterprise as a legal person shall apply to the registration authority
for making changes in its registration, or for registration for starting
operations or for cancelling its registration, whenever it is split up,
or merged with others or moved elsewhere, within 30 days after these
changes are approved by the department in charge or by the authority for
examination and approval.
Chapter VII Cancellation of Registration
Article 20
An enterprise as a legal person shall go through the procedures for
cancelling its registration with the registration authority when it closes
down, is dissolved, declares bankruptcy or terminates its business
operations for other reasons.
Article 21
Whenever an enterprise as a legal person is to cancel its registration, it
must submit an application signed by its legal representative, a document
of approval issued by the department in charge or by the authority for
examination and approval, a certificate showing the completion of the
clearing up of its liabilities, or a document showing that a liquidation
organization will be responsible for clearing up its creditor's rights and
liabilities. The registration authority, after examining and approving the
application, shall recall the Business License for Enterprise as a Legal
Person, duplicates of the License, take over the official seal of the
enterprise, and notify the banks at which it has opened an account of the
cancellation of its registration.
Article 22
An enterprise as a legal person, which fails to start operations 6 months
after receiving its Business License for Enterprise as a Legal Person or
which has ceased its operations for a year, shall be regarded as having
closed down, and the registration authority shall recall its Business
License for Enterprises as a Legal Person, duplicates of the License, take
over its official seal and notify the banks at which it has opened an
account of the cancellation of its registration.
Chapter VIII Announcement, Annual Check-up and Control of Certi- ficates
Article 23
The registration authority shall issue registration announcements whenever
an enterprise as a legal person starts operations, changes its name or
cancels its registration. No other organ shall be entitled to issue such
announcements without the approval of the registration authority.
Article 24
A system for conducting annual check-up shall be instituted to administer
the registration of enterprises as legal persons. An enterprise as a legal
person shall submit its annual check-up report, its balance sheet or
statement of assets and liabilities to the registration authority at the
time it prescribes. The registration authority shall check up the major
items contained in the registration of the enterprise as a legal person.
Article 25
The Business License for Enterprises as a Legal Person issued by the
registration authority is the certificate of an enterprise as a legal
person. Except the registration authority, which may withhold or cancel it
in accordance with the legal procedures, no other organ or individual is
entitled to take over, detain or destroy it. An enterprise as a legal
person, which has lost its Business License for Enterprise as a Legal
Person or duplicates of the License, must announce the loss in a newspaper
before it can apply for a replacement.
The Business License for Enterprise as a Legal Person and its duplicates
may not be forged, altered, leased, lent, sold or reproduced without
permission.
Article 26
An enterprise as a legal person shall pay registration and annual check-up
fees according to the rules when it registers for starting operations and
applies for making changes in its registration and when it receives the
annual check-up. The fees to be charged on registration for starting
operations shall be 0.1% of the sum of the enterprise's registered
capital; in cases where the registered capital exceeds 10 million yuan,
the fees to be charged on the portion in excess of the said sum shall be
0.05% of it; in cases where the registered capital exceeds 100 million
yuan, no fees shall be charged on the portion in excess of the said sum.
The minimum registration fee shall be 50 yuan. Fees to be charged on
making changes in the registration and conducting the annual check-up
shall be prescribed by the State Administration for Industry and Commerce.
Chapter IX Control of the Registration of Business Operations by Institutions and Scientific and Technological Public Organizations
Article 27
When institutions or scientific and technological public organizations
establish enterprises qualified as legal persons in line with relevant
regulations of the state, the applications for registration shall be filed
by the enterprises. They may engage in business operations only after
their applications for registration have been approved by the registration
authorities and after they have received their respective Business
Licenses for Enterprise as a Legal Person.
Article 28
Institutions, which are run like enterprises in accordance with relevant
regulations of the State and which no longer receive operating funds from
the State, or scientific and technological public organizations which are
established for business operations, shall apply for registration if they
are qualified to be enterprises as legal persons. They may engage in
business operations only after their applications have been approved by
the registration authorities and they have received their respective
Business Licenses for Enterprise as a Legal Person.
Chapter X Supervision and Control
Article 29
The registration authorities shall exercise the following functions of
supervision and control over enterprises as legal persons according to
law:
(1) supervising the registration for starting operations, the application
for making changes and the cancellation of registration by enterprises as
legal persons according to regulations;
(2) supervising the conduct of business operations by enterprises as legal
persons in line with the items of registration, articles of association
and contracts;
(3) supervising the compliance of enterprises as legal persons and their
legal representatives with laws, regulations and policies of the State;
(4) stopping, investigating or dealing with illegal business operations of
enterprises as legal persons; protecting their legitimate rights and
interests.
Article 30
The registration authority may, in light of the circumstances, penalize an
enterprise as legal person by warning, fine, confiscation of illegal
earnings, suspension of business for consideration, or withholding or
revoking the Business License for Enterprise as a Legal Person, if it is
involved in any of the following case:
(1) concealing the true situation and resorting to deception in the course
of registration or starting operations before the approval of its
registration;
(2) altering major items in the registration without permission or
engaging in business operations beyond the scope of business as approved
in registration;
(3) failing to cancel registration according to the rules or failing to
submit the annual check-up report or receive the annual check-up;
(4) forging, altering, leasing, lending, transferring, selling or
reproducing the Business License for Enterprise as a Legal Person or its
duplicates without permission;
(5) withdrawing or transferring capital, concealing assets or dodging
liabilities;
(6) engaging in illegal business operations.
While penalizing an enterprise as a legal person in line with the above
provisions, the registration authority shall investigate its legal
representative's administrative and economic responsibilities according to
the seriousness of the violations of the law; judicial organs shall
investigate the criminal responsibilities of those who have violated the
criminal law.
Article 31
The registration authority shall ascertain the facts and act according to
law when dealing with the illegal activities of an enterprise as a legal
person and notify the parties concerned of its decision in writing.
Article 32
When an enterprise as a legal person disagrees with the penalty meted out
by the registration authority, it may appeal within 15 days after
receiving the notice of penalty, to the immediate higher registration
authority for reconsideration. The higher registration authority shall
make a reconsideration decision within 30 days after receiving the appeal
for reconsideration. The enterprise may file a suit in a people's court
within 30 days after receiving the notice of reconsideration if it
disagrees with the reconsideration decision. The registration authority
may, in accordance with the prescribed procedures, ask the bank at which
the enterprise has an account to transfer from its account the sum to be
fined or confiscated as penalty, if it fails to appeal or to pay the fine
or the confiscated sum at the expiry of the prescribed period.
Article 33
When an enterprise as a legal person has its business license revoked, the
registration authority shall take over its official seal and notify the
bank at which it has an account of the cancellation of its registration,
and the department in charge or a liquidation organization shall be
responsible for settling its creditor's rights and liabilities.
Article 34
Any functionary of the department in charge, the authority for examination
and approval or of the registration authority, who has violated the
present Regulations, neglected his duties to a serious extent, abused his
powers, practised graft and embezzlement, extorted and taken bribes or
encroached on the legitimate rights and interests of an enterprise as a
legal person, shall be given administrative or economic penalty in light
of the circumstances; the judicial organ shall investigate, according to
law, his criminal responsibility, if the violates the criminal law.
Chapter XI Supplementary Provisions
Article 35
When an enterprise as a legal person establishes a branch which is
incapable of bearing civil liability independently, the registration of
the branch shall be applied for by the enterprise. The branch shall
receive a Business License after the application is approved by the
registration authority and may engage in business operations within the
scope of business as approved in registration.
In accordance with relevant State regulations, administrative institutions
depending on State funding or scientific and technological social bodies
must apply for registration if they engage in business operations or
establish enterprises not qualified as legal persons. They shall receive
Business Licenses after their applications are approved by the
registration authorities and may engage in business operations within the
scope of business as approved in registration.
The specific control of the registration involved shall be enforced with
reference to the provisions of the present Regulations.
Article 36
For new enterprises to be established with the approval of relevant
departments of the State Council or planning departments at various
levels, if their preparations have been under way for more than 1 year,
applications for the registration of the establishment shall be filed
according to specific regulations.
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农业部2005年秋冬季防控高致病性禽流感应急实施方案
农业部
农业部2005年秋冬季防控高致病性禽流感应急实施方案
日期:2005-11-01 来源:农业部
高致病性禽流感是由A型禽流感病毒的高致病力亚型毒株引起的一种急性、高度传染性疾病。禽流感病毒极易发生变异, 可能造成病毒在人群中感染和传播。今年以来, 国外高致病性禽流感疫情呈明显扩大态势,国内水禽广泛带毒,病毒污染面广,特别是进入秋冬季以后,候鸟向南迁徙,家禽调运频繁,极易造成疫情传入和爆发。为做好应对秋冬季可能突发的高致病性禽流感疫情,把高致病性禽流感可能带来的影响和损失降到最低限度,根据《国家突发重大动物疫情应急预案》和《全国高致病性禽流感应急预案》规定,特制定本实施方案。
1 应急工作原则
总原则:突发高致病性禽流感疫情应急工作要坚持加强领导、密切配合,依靠科学、依法防治,群防群控、果断处置的方针,及时发现,快速反应,严格处理,减少损失。
1.1 统一领导,分级管理。各级人民政府统一领导和指挥突发高致病性禽流感疫情的应急工作;疫情应急处理工作实行属地管理;地方各级人民政府负责扑灭本行政区域内的突发高致病性禽流感疫情,各有关部门按照《国家突发重大动物疫情应急预案》和《全国高致病性禽流感应急预案》规定,在各自职责范围内做好疫情应急处置工作。根据突发高致病性禽流感疫情级别,对突发疫情的应急实行分级管理。
1.2 快速反应,高效运转。各级兽医行政主管部门要做好突发疫情的各项应对准备工作,储备充足的疫苗、消毒剂、防护服及封锁、消毒和无害化处理等所需的设施设备。根据需要建立应急预备队,定期开展技术培训和应急演练。一旦发生疫情,要做出迅速反应,采取果断措施,及时控制和扑灭疫情。
1.3 预防为主,群防群控。坚持“预防为主”的方针,加强高致病性禽流感监测和预警预报。同时,加强防疫知识的宣传,提高全社会防范意识,依靠群众,全民防疫,动员一切资源,做到群防群控。
2 突发高致病性禽流感疫情的监测、预警与报告
2.1 监测
各级兽医行政管理部门要加强对突发动物疫情监测工作的管理和监督,保证监测质量。
各地要按照防控高致病性禽流感秋冬季行动计划的要求,做好禽流感疫情的监测工作。要突出加强对边境地区、发生过疫情地区、养殖密集区的监测;按照候鸟迁徙路经区域和南方水网地区特点,加强对鄱阳湖、洞庭湖等大型湖泊周围,以及水库、湿地、自然保护区周围的监测。要在经常性监测工作基础上,对上述地区组织开展集中监测。对家禽发生的每一起疫情,必须及时采集样品进行禽流感的检测,并保存备份样品,初步诊断为疑似高致病性禽流感的,要送样到国家禽流感参考实验室进行确诊。
2.2 预警
由农业部依照高致病性禽流感疫情发生、发展的规律和特点,以及危害程度、可能的发展趋势,对可能发生疫情,向全国做出相应疫情级别的预警。预警信息分红色、橙色、黄色和蓝色四种颜色,分别代表特别严重、严重、较重和一般四个预警级别。预警信息通过新华社、中国农业信息网和《兽医公报》等途经,向社会发布。必要时,商请国务院新闻办组织新闻发布会,通报有关预警信息。各省(区、市)兽医行政主管部门可根据全国的预警信息,依照本省的疫情情况,发布本省的预警信息。
2.3 报告
任何单位和个人有权向兽医行政管理部门报告突发高致病性禽流感疫情,有权向上级政府部门举报不履行或者不按照规定履行突发高致病性禽流感疫情应急处理职责的部门、单位及个人。
2.3.1 责任报告单位和责任报告人
2.3.1.1 责任报告单位
(1)县级以上地方人民政府所属动物防疫监督机构;
(2)各动物疫病国家参考实验室和相关科研院校;
(3)兽医行政管理部门;
(4)有关动物饲养、经营和动物产品生产、经营的单位,各类动物诊疗机构等相关单位。
2.3.1.2 责任报告人
执行公务的各级动物防疫监督机构、出入境动物隔离场的兽医人员;各类动物诊疗机构的兽医;饲养、经营动物和生产、经营动物产品的人员。
2.3.2 报告形式
各级动物防疫监督机构应按照《动物防疫法》和相关预案等国家有关规定报告疫情;其他责任报告单位和个人以电话或书面形式报告。
2.3.3 报告时限和程序
发现可疑禽流感疫情时,必须立即向当地县(市)动物防疫监督机构报告。县(市)动物防疫监督机构接到报告后,应当立即赶赴现场诊断,怀疑为疑似高致病性禽流感疫情的,应当在2 小时内将疫情情况逐级报至省(区、市)动物防疫监督机构,并同时报所在地人民政府兽医行政管理部门。省(区、市)动物防疫监督机构认定为疑似高致病性禽流感疫情的,应当在接到报告后1 小时内,向省(区、市)人民政府兽医行政管理部门和农业部报告。省(区、市)人民政府兽医行政管理部门应当在接到报告后的1 小时内报省级人民政府,并报告农业部。怀疑为疑似高致病性禽流感疫情的,应立即按要求采集病料样品送省级动物防疫监督机构实验室进行实验室检测,省级动物防疫监督机构认定为疑似高致病性禽流感疫情的,应将样品送国家参考实验室确诊。确诊结果应立即报农业部,并抄送省级兽医行政管理部门。
2.3.4 报告内容
按照预案有关规定,及时报告疫情信息和有关情况。报告内容主要包括疫情发生的时间、地点、发病的家禽种类和品种、家禽来源、临床症状、发病数量、死亡数量、是否有人员感染、影响范围、事件发展趋势和已采取的措施,以及疫情报告的单位和个人、联系方式等。在应急处置过程中,要及时续报有关情况。
2.4 疫情的公布
按照《动物防疫法》的规定,由农业部统一对外公布疫情。
3 突发高致病性禽流感疫情分级
根据突发高致病性禽流感疫情可控性、严重程度和影响范围分类。原则上按照突发高致病性禽流感疫情严重性和紧急程度,从重到轻划分为特别严重(Ⅰ级)、严重(Ⅱ级)、较重(Ⅲ级)和一般(Ⅳ级)四级。
3.1 特别严重高致病性禽流感疫情(Ⅰ级)
高致病性禽流感在21日内,相邻省份有10个以上县(市)发生疫情;或在1 个省(区、市)行政区域内有20 个以上县(市)发生或10个以上县(市)连片发生疫情;或在数省内呈多发态势,并感染到人,继续呈大面积扩散蔓延。
3.2 严重突发高致病性禽流感疫情(Ⅱ级)
高致病性禽流感在21日内,1个省(区、市)行政区域内有2个以上市(地)发生疫情;或在1个省(区、市)行政区域内有20个疫点或者5个以上、10个以下县(市)连片发生疫情。
3.3 较重突发高致病性禽流感疫情(Ⅲ级)
高致病性禽流感在21日内,在1 个市(地)行政区域内2个以上县(市)发生疫情,或疫点数达到3 个以上。或高致病性禽流感毒种发生丢失。
3.4 一般突发高致病性禽流感疫情(Ⅳ级)
高致病性禽流感疫情在1个县(市)行政区域内发生。
4 突发高致病性禽流感疫情的应急响应
4.1 应急响应的原则
发生突发高致病性禽流感疫情时,事发地的县级、地市级、省级人民政府及其有关部门按照分级反应的原则做出应急反应。同时,要遵循疫情发生发展的客观规律,结合实际情况和预防控制工作的需要,及时调整预警和反应级别。要根据疫情的发展趋势,应及时调整预警和反应级别。
突发高致病性禽流感疫情应急处理要采取边调查、边处理、边核实的方式,有效控制事态发展。未发生高致病性禽流感疫情的地方,当地兽医行政管理部门接到疫情通报后,要组织做好人员、物资等应急准备工作,采取必要的预防控制措施,防止突发高致病性禽流感疫情在本行政区域内发生,并服从上一级人民政府兽医行政管理部门的统一指挥,支援突发高致病性禽流感疫情发生地的应急处理工作。
4.2 应急响应
高致病性禽流感疫情发生后,要立即采取措施控制疫情进一步扩散和蔓延, 组织开展疫情应急处置工作,并及时向上级人民政府报告。突发高致病性禽流感疫情的省级人民政府或者农业部在报告特别严重、严重动物疫情信息的同时,要根据有关职责和规定权限启动相应预案,及时、有效地进行疫情处置,控制和扑灭疫情。根据不同的高致病性禽流感疫情级别,启动相关预案,做出不同的应急响应。
4.2.1 特别严重高致病性禽流感疫情(I级)的应急响应
4.2.1.1 农业部
确认突发特别严重的高致病性禽流感疫情后,由农业部向全国发出红色预警,根据情况及时向国务院提出启动全国应急预案的建议,并建议国务院启动应急反应机制,统一领导和指挥突发高致病性禽流感疫情的扑灭工作。
4.2.1.2 地方兽医行政管理部门
(1)组织动物防疫监督机构开展突发高致病性禽流感疫情的调查与处理;划定疫点、疫区、受威胁区。
(2)组织突发高致病性禽流感疫情专家委员会对突发高致病性禽流感疫情进行评估, 向同级人民政府建议,启动突发高致病性禽流感疫情应急反应的级别。
(3)在疫区和受威胁区组织开展紧急免疫。
(4)县级以上人民政府兽医行政管理部门负责对本行政区域内应急处理工作的督导和检查。
(5)开展有关技术标准和规范的培训工作。
(6) 有针对性地开展高致病性禽流感防疫知识宣教,提高群众防控意识和自我防护能力。
(7)组织专家对突发高致病性禽流感疫情的处理情况进行综合评估,包括疫情情况、现场调查情况、疫源追踪情况以及对扑杀家禽、无害化处理、消毒、紧急免疫等措施的效果评价。
4.2.1.3 地方动物防疫监督机构
(1)县级以上动物防疫监督机构做好突发高致病性禽流感疫情的信息收集、报告与分析工作。
(2)组织疫病诊断和流行病学调查,向兽医行政管理部门报告结果,提出并实施有针对性的防控措施。
(3)按规定采集病料,送省级实验室或国家参考实验室诊断。
(4)承担突发高致病性禽流感疫情应急处理人员的技术培训。
4.2.2 严重突发高致病性禽流感疫情(II级)的应急响应
4.2.2.1 省级人民政府兽医行政管理部门
对严重突发高致病性禽流感疫情进行确认,向农业部报告疫情。必要时,提请省级人民政府启动应急预案的建议。同时,迅速组织有关单位开展疫情应急处置工作。
4.2.2.2 农业部
加强对省级兽医行政管理部门应急处理突发高致病性禽流感疫情工作的督导,根据需要组织有关专家协助疫情应急处置;并及时向有关省份通报情况,向全国发布橙色预警。必要时,建议国务院协调有关部门给予必要的技术和物资支持。
4.2.3 较重突发高致病性禽流感疫情(III 级)的应急响应
4.2.3.1 地(市)级人民政府兽医行政管理部门
对较严重的突发高致病性禽流感疫情进行确认,并按照规定向当地人民政府、省级兽医行政管理部门和农业部报告调查处理情况。
4.2.3.2 省级人民政府兽医行政管理部门
省级兽医行政管理部门要加强对疫情发生地疫情应急处理工作的督导,及时组织专家对地方疫情应急处理工作提供技术指导和支持,并向本省有关地区发出通报,及时采取预防控制措施,防止疫情扩散蔓延。
4.2.4 一般突发高致病性禽流感疫情(IV 级)的应急响应
县级人民政府兽医行政管理部门对一般突发高致病性禽流感疫情进行确认,并按照规定向本级人民政府和上一级兽医行政管理部门报告。地市级人民政府兽医行政管理部门应组织专家对疫情应急处理进行技术指导。省级人民政府兽医行政管理部门应根据需要提供技术支持。
4.2.5 非突发高致病性禽流感疫情发生地区的应急响应
应根据发生疫情地区的疫情性质、特点、发生区域和发展趋势,分析本地区受波及的可能性和程度,重点做好以下工作:
(1)密切保持与疫情发生地的联系,及时获取相关信息。
(2)组织做好本区域应急处理所需的人员与物资准备。
(3)开展对养殖、运输、屠宰和市场环节的动物疫情监测和防控工作,防止疫情的发生、传入和扩散。
(4)开展动物防疫知识宣传,提高公众防护能力和意识。
(5)按规定做好公路、铁路、航空、水运交通的检疫监督工作。
4.3 应急处理人员的安全防护
要确保参与疫情应急处理人员的安全。对应急处理人员提供符合要求的安全防护装备,采取必要的防护措施,如穿戴防护服,实施医学观察等。要求严格按照程序和规范开展疫情处置应急工作,有效控制和扑灭疫情,确保人员安全。
4.4 突发高致病性禽流感疫情应急反应的终止
突发高致病性禽流感疫情应急反应的终止需符合以下条件:
4.4.1 疫区内所有的家禽及其产品按规定处理后,经过21天以上,无新的病例出现,并经监测未出现新的病原,且受威胁区病原检测为阴性。
4.4.2 应急状态终止的决定以及决定的宣布、公布由农业部或地方人民政府依据法定程序办理。
特别严重突发高致病性禽流感疫情由农业部对疫情控制情况进行评估,提出终止应急措施的建议,报国务院或全国突发高致病性禽流感疫情应急指挥部批准宣布。
严重突发高致病性禽流感疫情由省级人民政府兽医行政管理部门对疫情控制情况进行评估,提出终止应急措施的建议,报省级人民政府或省级突发高致病性禽流感疫情应急指挥部批准宣布,并向农业部报告。
较重突发高致病性禽流感疫情由地市级人民政府兽医行政管理部门对疫情控制情况进行评估,提出终止应急措施的建议,报地市级人民政府或地市级突发高致病性禽流感疫情应急指挥部批准后宣布,并向省级人民政府兽医行政管理部门报告。
一般突发高致病性禽流感疫情,由县级人民政府兽医行政管理部门对疫情控制情况进行评估,提出终止应急措施的建议,报请县级人民政府或县级突发高致病性禽流感疫情应急指挥部批准后宣布,并向上一级和省级人民政府兽医行政管理部门报告。
上级人民政府兽医行政管理部门可根据下级人民政府兽医行政管理部门的请求,及时组织专家对突发高致病性禽流感疫情应急措施终止的评估提供技术指导和支持。
5 突发高致病性禽流感疫情应急处置的保障
5.1 突发高致病性禽流感疫情发生后, 县级以上地方人民政府各有关部门应积极协调,按照《国家突发重大动物疫情应急预案》的要求,做好突发高致病性禽流感疫情处理的应急保障工作。
5.2 各地要根据需要建立突发高致病性禽流感疫情应急处置专业队伍和骨干力量, 要加强应急处置队伍的业务培训和应急演练,建立联动协调机制,提高装备水平;动员社会团体、企事业单位以及志愿者等各种社会力量参与应急救援工作,加强以乡镇和社区为单位的的公众应急能力建设,实现群防群治。
应急预备队伍应在当地人民政府的统一协调下,由兽医、卫生、公安、工商、武警、军队等部门的人员组成,且相对固定。具体负责扑杀、消毒、无害化处理等疫情处置应急工作。
5.3 各地要针对本地区特点开展突发重大疫情应急预案的宣传和教育培训工作。组织宣传、教育、文化、广电、新闻出版等有关部门,利用图书、报刊、音像制品和电子出版物、广播、影视、互联网等多种形式,对社会公众广泛宣传的应急法律法规、突发疫情应急处置、自救和减灾知识的,增强公众的防范意识,指导群众以科学的行为和方式对待突发高致病性禽流感疫情。